Securities Act

Results: 34055



#Item
571Financial economics / Financial adviser / Investment / Securities Exchange Act / Fiduciary / United States Department of Labor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Law / Finance / United States securities law

ADDITIONAL TALKING POINTS – HR 2374 The Department of Labor has been hard at work on a rule that would make sure that when investment advisers and brokers hold themselves out as impartial retirement experts, their pens

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Source URL: ourfinancialsecurity.org

Language: English - Date: 2013-10-28 16:19:43
572

TALVIVAARA Q3 2012 RESULTS 8 NOVEMBER 2012 DISCLAIMER The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of

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Source URL: www.talvivaara.com

Language: English - Date: 2012-11-08 07:06:23
    573Finance / Prospectus / Investment / Financial statement / SEC filings / Red herring prospectus / Regulation S-K / Securities / Stock market / Financial economics

    This document comprises a supplementary prospectus prepared in accordance with the Prospectus Rules made under Part VI of the Financial Services and Markets Act 2000 ("FSMA") (the "Supplementary Prospectus"). This Supple

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    Source URL: www.bcgr.bm

    Language: English - Date: 2014-07-22 10:17:20
    574Securities Act / United States Securities and Exchange Commission / Stock market / Financial economics / Financial regulation / Investment / United States securities law / 73rd United States Congress / New Deal

    NOT FOR DISTRIBUTION TO UNITED STATES NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES PRD ENERGY ANNOUNCES CLOSING OF APPROXIMATELY $23 MILLION PRIVATE PLACEMENTS CALGARY, ALBERTA – May 22, 2014, PRD Energy

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    Source URL: www.prdenergy.de

    Language: English - Date: 2014-05-29 15:34:27
    575SEC filings / Economics / United States securities law / United States Securities and Exchange Commission / Form 4 / 73rd United States Congress / Security / Securities Exchange Act / Issuer / Stock market / Financial economics / Investment

    FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSTA

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    Source URL: www.alx-inc.com

    Language: English
    576SEC filings / Economics / United States securities law / United States Securities and Exchange Commission / Form 4 / 73rd United States Congress / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

    FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSTA

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    Source URL: www.alx-inc.com

    Language: English
    577Financial economics / Stock market / Business / 73rd United States Congress / United States Securities and Exchange Commission / Regulation S-K / Securities Act / Form 10-K / Security / SEC filings / United States securities law / Finance

    As filed with the Securities and Exchange Commission on May 8, 2015 Registration NoUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C

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    Source URL: www.mediageneral.com

    Language: English - Date: 2015-05-08 16:16:15
    578United States Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Finance / U.S. Securities and Exchange Commission / OTC Markets Group / Business / Regulation S-K / SEC filings / United States securities law / 73rd United States Congress

    Federal Register / Vol. 80, NoWednesday, June 17, Notices C. Self-Regulatory Organization’s Statement on Comments on the

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    Source URL: docs.regulations.justia.com

    Language: English - Date: 2015-06-17 05:30:49
    579Stoneridge Investment Partners v. Scientific-Atlanta / Securities Act / North Western Reporter / Statutory interpretation / Financial regulation / Case law / United States securities law / Law / SEC Rule 10b-5

    NEBRASKA ADVANCE SHEETSNEBRASKA REPORTS DMK BIODIESEL, LLC, A NEBRASKA LIMITED LIABILITY

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    Source URL: m.dominalaw.com

    Language: English - Date: 2015-03-08 14:01:34
    580SEC filings / Economics / United States securities law / Form 4 / 73rd United States Congress / United States Securities and Exchange Commission / Security / Securities Exchange Act / Issuer / Stock market / Financial economics / Investment

    FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CSTA

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    Source URL: www.alx-inc.com

    Language: English
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